Conflicts of Interest
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This short course is part of the MiFID training package and has been designed to give you an overview of the conflicts-of- interest requirements for common platform firms.
Objectives
When you have finished this course, you will be able to:
- explain the meaning of conflicts of interest;
- identify the high-level requirement and the outcomes firms should achieve;
- identify the detailed rules on conflicts in some key areas, including
- conflicts policy;
- types of conflicts management measures;
- disclosure; and
- groups.
Who is it for?
This course will be relevant to firms within the scope of MiFID and the CRD.
How is the information presented?
You take the course online. Its features include:
- questions to help you understand the topics covered;
- interactive features and links so you can get extra information;
- links to relevant parts of the Handbook; and
- audio commentary.
Duration
The course takes approximately 20 minutes. You can stop and start the course and return to it later.
Other information
It costs £10 per person to purchase. Terms and conditions apply. Purchase is made online.
Whilst we will update packages to reflect policy changes, once they become out of date we will remove them from our system. To ensure that you are undertaking the current training package, please log onto our website on the day that you do this training to ensure that it remains current as at that date.
Minimum computer specification
- Pentium 3® processor or higher
- Windows 2000® or higher
- 256Mb of RAM
- Internet Explorer® 5.5 or later. Netscape 7.0
- Sound enabled with speakers or headphones for commentary – optional
- NB: Pop-up blockers must be disabled.
