• Doing business with the FSA
  • Small Firms
    • Investment management and securities & futures firms
      • Investment management and securities & futures firms library

The FSA library contains documents that will be of relevance to your firm.

To help you find what you need, this page contains direct links to some of the library documents that you might find useful.

Newsletters	Date
Asset management newsletter - Issue 1 [PDF]	July 2005
Speeches	Date
Speech by Dan Waters: The challenges for investment managers	16 June 2005
Speech by Dan Waters: FSA view - Regulatory Risks and Priorities for 2005	24 February 2005
Speech by Dan Waters: Regulation and the Hedge Fund Industry: An Ongoing Dialogue	8 February 2005
Speech by Hector Sants: FSA's outlook on asset management risks, priorities and challenges	28 September 2004
Other	Date
The new conduct of business sourcebook – a guide for small firms within the scope of MiFID	8 October 2007
Proposed rule changes	1 November 2006
Communications survey results for investment managers	8 February 2006
Capital Requirements Directive - information for investment firms [PDF] This letter covers the scope of the CRD on investment firms, the draft Handbook rules, the minimum capital requirements and proposed regulatory reporting requirements.	7 November 2005
Discussion paper 05/4 Hedge funds: A discussion of risk and regulatory engagement	June 2005

For more help finding the information you need, refer to our pages on Top 20 frequently asked questions.