Regulatory reporting for wholesale small firms
Submitting elecronic returns
Firms must use the FiRSt5 system to submit their financial returns. Further information about the FiRSt5 system is provided in the User Guide.
Submitting paper returns
You must submit your paper returns to:
The Financial Services Authority,
Returns Management and Analysis
Po Box 35747,
London, E14 5WP
Complaints return
All firms (unless exempt) are required to submit their complaints returns electronically via Firms Online from July 2005. Firms will need to submit the return on a six monthly basis according to their accounting reference date (ARD) (also known as its financial year-end).
Firms that have not received any complaints in relation to their regulated activities during a reporting period are still required to submit a nil-return.
Contact
Information about completing and submitting returns for a small corporate finance firm is set out in the information notes provided above.
However, if you need to contact us about a return, please contact the firm contact centre.
Email : fcc@fsa.gov.uk
Telephone: 0845 606 9966 (call rates may vary)