Regulatory reporting for financial adviser firms
There are many sections of the FSA website that provide RMAR help for financial advisers. This web page brings it all together in one place.
Financial advisers new to FSA regulation
If you have yet to complete your first RMAR submission, the following website help is available:
- a general introduction to Integrated Regulatory Reporting (IRR)
We also have some useful e-learning packages:
- an introduction to RMAR which aims to give you the understanding needed to complete and submit the RMAR using the Firms Online system
- Financial resources which aims to help you understand how to calculate regulatory own funds and capital resources. Firms operating good internal accounting systems experience fewer difficulties in correctly completing their RMAR.
Financial advisers looking to improve their use of the RMAR
If you have used the RMAR and are looking for more detailed tips and advice:
- we have looked at RMAR submissions – particularly incorrect submissions - and we've put together some tips and advice. Our suggestion is to open this web page while you are completing the RMAR, and refer to the tips in each section.
- each page of the RMAR has help text to guide you through the forms
If you would rather speak to someone about RMAR, the Small Firms section of the website has information on:
- a national programme of roadshows, surgeries and workshops.
- the Firm Contact Centre tel: 0845 606 9966. (call rates may vary)