How do I get authorised

 

This page consists of a series of factsheets which firms may find useful when applying for authorisation.

 
Factsheets - useful before you decide to apply Date
Applications for Approval [PDF] January 2007
Applying for authorisation [PDF] Revised January 2007
Phoenix firms [PDF] June 2006
Guide for firms seeking to change their legal status [PDF] June 2006
Are you an appointed representative thinking of applying for direct authorisation? [PDF] March 2006
Becoming an appointed representative [PDF] Revised January 2006
Becoming an approved person [PDF] Revised January 2006
FSA regulation of mortgage arranging and advising - do I need to be authorised?
FSA regulation of insurance selling and administration – do I need to be authorised? [PDF]
Contracts of insurance [PDF]

 

 
Factsheets - useful when you are completing your application Date
Common financial resource issues [PDF] June 2006
Client money guide (insurance intermediaries) [PDF] May 2006

 

If you have any further questions the answer may be on our frequently asked questions page.