UKLA

 

Please click on the links below to access the following Listing and Prospectus Rule forms.

Alternatively, you can access the checklists here.

Forms
Electronic Transfer Payment Form

Electronic Payment Form [ PDF ]

Document vetting form

Document Approval Items

This is a new form summarising document approval items for various transaction types, and includes direct links to individual forms.

Listing application forms

Application for Admission of Securities form [ DOC ]

Block Listing Six Monthly Return form [ DOC ]

Pricing Statement form [ DOC ]

Shareholder Statement form [ DOC ]

Certifications representing equity securities in public hands statement [ DOC ]

Monitoring forms

Contact details form [ PDF ]

Notification of dealings by directors/ persons discharging managerial responsibilities form [ PDF ]

Notifications of major interests in shares (TR-1) [ DOC ]

Notes to Form TR-1 [ PDF ]

Notification by market makers (TR-2) [ DOC ]

Same day supplements submissions SDS Form [ PDF ]
Sponsors forms

Sponsor Confirmation of Independence form [ PDF ]

Sponsor's Declaration for the production of a circular form [ PDF ]

Sponsor's Declaration on an application for Listing form [ PDF ]

Sponsor Employee Application form [ DOC ]

Sponsor Firm Application form [ DOC ]

Document submission forms

Information sheet for Listed Issuers (Equity)

Information sheet for Public Officer (Equity not listed)

Passporting forms Passporting template request letter [DOC]