Frequently asked questions

The UKLA publishes a magazine – List! – on an ad hoc basis. The monitoring team contributes articles to this, addressing current issues faced by issuers and their advisers. Market monitoring also produce a newsletter called MarketWatch which discusses issues that arise in relation to market abuse.

List! UKLA newsletters

No. As the Alternative Investment Market (AIM) is not a regulated market and AIM companies are not on the UKLA's official list their continuing obligations do not fall within Company Monitoring's remit. You should contact the London Stock Exchange on 020 7797 1000.

We require two hard copies; we do not accept electronic copies. You should send the documents to us at 25 The North Colonnade, Canary Wharf, London E14 5HS.

No. Shares are by their nature a risky investment. When you invest, you accept the risk that their value can fall as well as rise. If you have to sell after the price has fallen, you may lose money. You shouldn't risk money you can't afford to lose.

You may need to look at shares as long-term investments. If the price is falling you may want to decide whether to cut your losses and sell or hold tight if you expect the price to rise again.

However, you may be able to get compensation if your adviser or stockbroker has been fraudulent or has mis-sold the shares to you. For more information please see the Investments page on our consumer website.

No – unfortunately due to time restraints we are unable to print out and send out documents. But you may inspect the documents at the Document Viewing Facility at our London office.

The Combined Code is on the Financial Reporting Council's website. The UKLA requires companies to provide a statement about their compliance with the code in their annual report and accounts or to explain where and why they have departed from the code. The Financial Reporting Council has responsibility for the code, so if you have any questions about the code itself, please contact the FRC directly.