The FSA, when it acts as the competent authority under Part VI of FSMA, is referred to as the UK Listing Authority or UKLA.  In this role, the FSA is a securities regulator, focused on the companies which issue the securities traded in financial markets. 

By making and enforcing the Disclosure and Transparency Rules, the Listing Rules and the Prospectus Rules, we aim to protect investors and foster appropriate standards of transparency, conduct, shareholder rights and due diligence

Latest updates

March 2012
UKLA issue new publication Primary Market Bulletin.

June 2011
FSA censures BDO LLP for failings while acting as a sponsor. The full notice [PDF] and further information on this communication is now available.

May 2011
Updates made to the National Storage Mechanism webpages, including Frequently Answered Questions and information regarding the registration process

March 2011
ESMA publishes feedback statement on its minerals disclosure project

March 2011
ESMA revises the CESR Recommendations on prospectus disclosure

October 2010
List! Issue No. 26 [PDF]

UKLA Publications


Publications

UKLA

Major shareholding notification regime

Fees

Electronic Submissions

Contact us if you require further information

Passporting

UKLA

Documents approved by the UKLA

Details of documents that have been approved by the UKLA can be found below.

Documents approved