This page provides useful links for firms gearing up for MiFID and helps them answer common transaction reporting queries and issues.

 
Issue Text Link
Proposal to increase the ARM application fee Contains our proposal to increase the application fee to become an ARM July Quarterly Consultation Paper
CESR's list of regulated markets, MTFs and central counterparties CESR has published a list of regulated markets, MTFs and central counterparties CESR's MiFID database
Transaction reporting effective 5 November 2007 PS07/02 - Annex D of Annex 3 contains the new rules (from p.348). You must read these in conjunction with proposed amendments made in CP07/16 (from page 102) and our response in PS07/18.

PS 07/02 (Annex 3, p.348) and CP 07/16 (p.102) and PS07/18 (ch. 23 and p.165)

  Please also see Chapter 14 of PS07/02 and Chapter 5 of CP07/16. PS 07/02 and CP 07/16
Reporting derivatives Market Watch (no. 22) gives a high-level outline of the derivatives that firms must report (pages 3-5). Market Watch [PDF]
  You can find further details in the TRUP (page 12). TRUP [PDF]
Branch reporting Market Watch (no. 22) gives a high-level outline of the branch reporting rules (pages 2-3). Market Watch [PDF]
  You can find further details in the TRUP (page 12). TRUP [PDF]
  While CESR’s original guidance can be found here. CESR guidance
Systematic Internalisers CP07/16 contains our proposal to identify SI as the venue identification field where the counterparty is acting as such in an OTC transaction. CP 07/16
  You can find further details in Market Watch (no. 22), (page 8). Market Watch [PDF]
Cutover Issues Market Watch (no. 22) gives a high-level outline of arrangements firms should have in place for the cutover to new reporting mechanism (page 7). Market Watch [PDF]
Commodity, interest rate and FX derivatives Market Watch (no. 22) clarifies our position on these instruments (page 4). Market Watch [PDF]
Unique Client IDs Market Watch (no. 22) covers unique client identifiers (page 6). Market Watch [PDF]
  Further details can be found in the TRUP (page 19). TRUP [PDF]