• Doing business with the FSA
  • Being regulated
    • Reporting requirements
      • Transaction reporting
        • Managing Transaction Reporting
          • Request for sample transaction reports
          • Reference Data Synchronisation

This page includes information that will be of use to firms in managing their transaction reporting.

• Dealing with rejected transaction reports
  For information on the nature of error reports and obligations to re-submit.
• Sample data
  To obtain details of transaction reports received by the FSA.
• Reporting on-exchange derivatives
  For information on what transactions are reportable, which exchanges will use the Alternative Instrument Identifier (AII code) and how to report these transactions.
• Non securities derivatives (commodity, forex and interest rate derivatives).
  Information on why transactions on these instruments are not reportable by firms
• Countries requiring client side transaction reports
• List of reportable instruments
  Suggestions on how firms might obtain a list of instruments that fall within the FSA's transaction reporting regime.
• Cancellations and updates
  How firms can cancel and re-submit transactions.