Transaction reporting
Related external links
The Transaction Monitoring Unit (TMU) is responsible for surveillance of UK markets, the collection of transaction reports from the industry and for monitoring firms’ compliance with the transaction reporting rules as set out in SUP 17.
Latest updates & additions
April 2009
We have published a listing of those ARMs planning to accept transaction reports where the Alternative Instrument Identifier Code (AII) is used. Please see our ARMs page for more details.
January 2009
Industry update on the Implementation of the Alternative Instrument Identifier (AII).
Transaction reporting library
We have collected relevant links by topic to help firms locate key information. Library
View our latest newsletter:MarketWatch Issue No.31 [PDF]
An overview of our recent transaction reporting forum and the presentation that was delivered can be accessed via the following links:
Transaction Reporting System (TRS)
The TRS technical helpdesk can be contacted on 0870 0130467. For policy queries contact TMU (see below).
Contact
We expect firms to consult this website and the associated links in order to find out information relating to the FSA’s transaction reporting requirements; however in the event that a specific query is not addressed on this site, you can contact us using the following contact details. In the case of a complex query a written request sent to the TMU Inbox would help us in addressing your query.
TMU inbox: tmu@fsa.gov.uk
TMU Helpline: 020 7066 6040