• Doing business with the FSA
  • Being regulated
    • Reporting requirements
      • Transaction reporting
        • Our role
        • Managing Transaction Reporting
        • Approved Reporting Mechanisms (ARMs)
        • Regulated markets and MTFs
        • Transaction Reporting System (TRS)
        • Transaction reporting library
        • FAQs for Portfolio managers

The Transaction Monitoring Unit (TMU) is responsible for surveillance of UK markets, the collection of transaction reports from the industry and for monitoring firms’ compliance with the transaction reporting rules as set out in SUP 17.

Notice: Deferral of Alternative Instrument Identifier (Aii) implementation

We have been working to enhance our surveillance system so that it can accept and process reports identified using the Aii code. We had planned to launch the enhanced system at the end of February, however, further work and time are required to complete our preparations.  As a result, we are deferring implementation of the Aii code.  A revised implementation timetable will be issued at a later date.

Further information: Deferral of Alternative Instrument Identifier

 

Transaction Reporting System (TRS)

• About TRS
• Access Transaction Reporting System
• TRS FAQs

The TRS technical helpdesk can be contacted on 0870 0130467. For policy queries contact TMU (see below).