Reporting Requirements
Upon authorisation, a firm will have received a reporting schedule in its authorisation pack. Firms should continue with their historic reporting regime at this time.
Firms not currently authorised should refer to the FSA
Handbook to identify their potential reporting requirements. The main
bulk of these can be found in chapter 16 and 17 of the Supervision Manual,
but firms should note that this is not exhaustive, especially depending on
the type of business a firm undertakes.
Firms should also be aware of the new reporting requirements under the Integrated
Regulatory Return as from 1 April 2005. These can be seen through the link
below. Initially the new requirements will involve the updated complaints
return, (other than credit unions) the RMAR and MLAR.
Mortgage endowment reporting form
The reporting form is to be used by firms who have been requested to provide monthly data on Mortgage Endowment specific complaints. Guidance on completing this form is available but should you have any queries regarding this form or your requirements in this area please contact us.
Reporting form
Guidance
Monthly Reporting Frequently Asked Questions
Payment Protection Insurance (PPI) reporting form
The reporting form is to be used by firms who have been requested to provide monthly data on specific PPI management information. Guidance on completing this form is available but should you have any queries regarding this form or your requirements in this area please contact us.