Reporting reference guide for UK banks.

 
Reporting dates
Report Up to and including 31/12/07 From 1/1/08 to 29/6/08 From 30/6/08 to 30/8/08 From 31/8/08
Annual report SUP 16.7.8R SUP 16.12.5R SUP 16.12.5R SUP 16.12.5R
BSD3 SUP 16.7.8R SUP 16 TP12M(11) No longer required  
LE3 SUP 16.7.8R SUP 16 TP12M(11) No longer required  
M1 SUP 16.7.8R SUP 16 TP12M(11) No longer required  
SLR1 SUP 16.7.8R SUP 16 TP12M(11)1 No longer required  
LR SUP 16.7.8R SUP 16 TP12M(11)2 No longer required  
List of companies in consolidated large exposures reporting SUP 16.7.8R No longer required    
Annual confirmation re solo consolidation SUP 16.7.8R No longer required    
RMAR (non-financials) SUP 16.7.8R SUP 16.12.22R or SUP 16.12.28AR SUP 16.12.22R or SUP 16.12.28AR SUP 16.12.22R or SUP 16.12.28AR
MLAR (non-financials) SUP 16.7.8R SUP 16.12.18R SUP 16.12.18R SUP 16.12.18R
FSA009 SUP 16.7.8AR No longer required    
FSA028 SUP 16.7.8AR SUP 16.12.5R SUP 16.12.5R SUP 16.12.5R
FSA003 Not applicable SUP 16.12.5R SUP 16.12.5R SUP 16.12.5R
FSA004 Not applicable SUP 16.12.5R SUP 16.12.5R SUP 16.12.5R
FSA001 Not applicable Disapplied by SUP 16 TP12M(1) SUP 16.12.5R SUP 16.12.5R
FSA002 Not applicable Disapplied by SUP 16 TP12M(1) SUP 16.12.5R SUP 16.12.5R
FSA008 Not applicable Disapplied by SUP 16 TP12M(1) SUP 16.12.5R SUP 16.12.5R
FSA010 Not applicable Disapplied by SUP 16 TP12M(1) SUP 16.12.5R SUP 16.12.5R
FSA013 Not applicable Disapplied by SUP 16 TP12M(1) SUP 16.12.5R SUP 16.12.5R
FSA016 Not applicable Disapplied by SUP 16 TP12M(1) SUP 16.12.5R SUP 16.12.5R
FSA018 Not applicable Disapplied by SUP 16 TP12M(1) SUP 16.12.5R SUP 16.12.5R
FSA005 Not applicable Disapplied by SUP 16 TP12M(1) Disapplied by SUP 16 TP12M(1) SUP 16.12.5R
FSA006 Not applicable Disapplied by SUP 16 TP12M(1) Disapplied by SUP 16 TP12M(1) SUP 16.12.5R
FSA007 Not applicable Disapplied by SUP 16 TP12M(1) Disapplied by SUP 16 TP12M(1) SUP 16.12.5R
FSA014 Not applicable Disapplied by SUP 16 TP12M(1) Disapplied by SUP 16 TP12M(1) SUP 16.12.5R
FSA017 Not applicable Disapplied by SUP 16 TP12M(1) Disapplied by SUP 16 TP12M(1) SUP 16.12.5R
FSA045 Not applicable Not applicable CP07/17  
FSA015 Not applicable Not applicable Not applicable CP07/17*
FSA044 Not applicable Not applicable Not applicable CP07/17*
FSA046 Not applicable Not applicable Not applicable CP07/17*

 

1 but only for reporting dates to 31 May 2008

2 but only for reporting dates to 31 March 2008

* Proposed first reporting date is 30 September 2008

Disclaimer

  • This information has been prepared as a reference point for authorised firms and their advisers, and is intended to summarise changes in reporting obligations;
  • The definitive version of the rules and guidance which these tables refer to is the version contained in the instruments, including amending instruments, published on our website (see Legal Instruments), and if in doubt users should refer to the original instruments;
  • These tables may not cover all RAGs, in which case users can use these tables as a starting point, but will need to refer to the underlying instruments.

The ‘reporting dates’ are the dates on which the reports have to be compiled, with submission following within the timescales set out in the applicable rules. Returns should be made at the frequency set out in the relevant rules and transitional provisions. In both cases, firms should set the date at the top of the page to 1 January 2008 to see the full requirements.

We have also included those data items which are currently subject to consultation in CP07/17, for information.

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