Firms not subject to other reporting requirements in SUP 16.7, that are not BIPRU firms (assumed RAG3 or RAG5 or RAG7)
Reporting reference guide for firms not subject to other reporting requirements in SUP 16.7, that are not BIPRU firms (assumed RAG3 or RAG5 or RAG715).
| Reporting dates | ||||
|---|---|---|---|---|
| Report | Up to and including 31/12/07 | From 1/1/08 to 29/6/08 | From 30/6/08 to 30/8/08 | From 31/8/08 |
| RMAR financials | SUP 16.7.77R | RAG3 – SUP 16.12.11R RAG7 – SUP 16.12.22AR | RAG3 – SUP 16.12.11R RAG7 – SUP 16.12.22AR | RAG3 – SUP 16.12.11R RAG7 – SUP 16.12.22AR |
| RMAR (non-financials) | SUP 16.7.77R | RAG3 – SUP 16.12.11R RAG7 – SUP 16.12.22AR | RAG3 – SUP 16.12.11R RAG7 – SUP 16.12.22AR | RAG3 – SUP 16.12.11R RAG7 – SUP 16.12.22AR |
| MLAR financials | SUP 16.7.77R | SUP 16.12.18AR | SUP 16.12.18AR | SUP 16.12.18AR |
| MLAR (non-financials) | SUP 16.7.77R | SUP 16.12.18AR | SUP 16.12.18AR | SUP 16.12.18AR |
| Annual accounts | SUP 16.7.77R | RAG3 – SUP 16.7.11R RAG5 – SUP 16.12.18AR | RAG3 – SUP 16.7.11R RAG5 – SUP 16.12.18AR | RAG3 – SUP 16.7.11R RAG5 – SUP 16.12.18AR |
15We will be amending the rules so that firms in RAGs 4, 6 and 8 that are subject to IPRU(INV) Chapter 13 (ie personal investment firms) continue to report on the RMAR, and not of FSA037.
Disclaimer
- This information has been prepared as a reference point for authorised firms and their advisers, and is intended to summarise changes in reporting obligations;
- The definitive version of the rules and guidance which these tables refer to is the version contained in the instruments, including amending instruments, published on our website (see Legal Instruments), and if in doubt users should refer to the original instruments;
- These tables may not cover all RAGs, in which case users can use these tables as a starting point, but will need to refer to the underlying instruments.
The ‘reporting dates’ are the dates on which the reports have to be compiled, with submission following within the timescales set out in the applicable rules. Returns should be made at the frequency set out in the relevant rules and transitional provisions. In both cases, firms should set the date at the top of the page to 1 January 2008 to see the full requirements.
We have also included those data items which are currently subject to consultation in CP07/17, for information.
