Case work examples
This case work examples describe cases we have acted upon. It is designed to help firms understand our analysis, the issues that may lead us to contact firms and the action that may result. It does not set any kind of precedent or guide about the action we may take on similar cases in the future.
- Example 1
This case work example looks at the promotion of a residential mortgage product and whether it was promoted in a way that is fair, clear and not misleading to consumers. - Example 2
This case work example looks at a misleading headline claim, balance and description of risk in a promotion for a fixed income bond. - Example 3
This case work example looks at the promotion of a residential mortgage and whether it was promoted in a way that is fair, clear and not misleading to consumers. - Example 4
This case work example looks at the prominence of risk warnings in the promotion for a residential mortgage product. - Example 5
This case work example looks at the misleading headline claim in the promotion of an ISA. - Example 6
This case work example looks at the promotion of a residential mortgage product and whether it was promoted in a way that is fair, clear and not misleading to consumers. - Example 7
This case work example looks at leading on past performance, lack of prominence of risk warnings and undifferentiated risk warnings in a promotion for investment trust/ Stocks and shares ISA. - Example 8
This case work example looks at the promotion of a Unit trust and the use of qualified risk warning.