Approved persons and appointed representatives
Handbook online
Related information
This section of the site is dedicated to Approved Persons and Appointed Representatives. We will also be using this section to regularly update you with regards to policy issues and amendments.
Further information on the changes to the Approved Persons regime
On 10 November 2007, we finished converting the following controlled functions:
CF 13-15 has been merged to become CF 28 (Systems and Controls function).
CF 16-20 has been merged to become CF 29 (Significant Management function).
CF 21-27 has been merged to become CF30 (Customer function).
The Register has now been updated to reflect these changes. Previous controlled function(s) have been end-dated as at 31/10/2007, with the new function(s) beginning 1/11/2007. Please inform us immediately by email to iva@fsa.gov.uk if you spot an anomaly, with the full details of the error.
As a reminder, to take account of the different requirements of firms, we now have available two versions of Form A – one to be used by UK incorporated and overseas firms and another for incoming EEA firms – which show only the applicable controlled functions.
Changes to the Rehabilitation of Offenders Act
