Relevant documents
| FSA documents | Date |
|---|---|
| Policy statement 07/16 : FSA confirmation of Industry Guidance | September 2007 |
| Discussion Paper 06/5: FSA confirmation of Industry Guidance | November 2006 |
| Principles-based regulation - Focusing on the outcomes that matter [PDF] | April 2007 |
| Enforcement Guide | |
| FSA press releases & statements | |
| Industry Guidance key role in Principles-Based Regulation | 4 September 2007 |
| External links |
|---|
| MiFID Connect Guideline on the application of the suitability and appropriateness requirements under the FSA rules implementing MiFID in the UK |