Fines table 2002
This table contains information about who the FSA has fined during 2002.
Total amount of fines in 2002 - £7,444,000.
| Amount | Company or person fined | Date | What was the fine for? | Compensation |
|---|---|---|---|---|
| £4,000,000 | Credit Suisse First Boston International | 19/12/02 | Attempting to mislead the Japanese regulatory and tax authorities | |
| £750,000 | Royal Bank of Scotland plc | 17/12/02 | Breaches of money laundering rules | |
| £1,000,000 | Abbey Life Assurance Company ltd | 04/12/02 | Mortgage endowment mis-selling and other failings | Compensation estimated to be between £120 and £160 million |
| £1,350,000 | Royal & Sun Alliance Group | 27/08/02 | Pension review failings | Redress exceeding £32 million |
| £4,000 | F T Investment & Insurance Consultants | 07/08/02 | Pensions review failings | |
| £75,000 | Seymour Pierce Ellis ltd | 18/06/02 | Breaches of FSA Principles ("skill, care and diligence" and "internal organization") | |
| £120,000 | Ward Consultancy plc | 14/05/02 | Pension review failings | |
| £140,000 | Shawlands Financial Services ltd - formerly Frizzell Life & Financial Planning ltd) | 11/04/02 | Record keeping and associated compliance breaches | |
| £5,000 | Woodward's Independent Financial Advisers | 04/04/02 | Pensions review failings |