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News

Arrest made as FSA continues clamp down on share fraud

FSA sets out new prudential regime for personal investment firms

FSA fines UBS £8million for failing to prevent employees carrying out unauthorised transactions with customer money

Latest Publications

Handbook Notice 94 [PDF]

PS09/19: Review of the prudential rules for Personal Investment Firms (PIFs) Feedback to P08/20 and CP09/20 (Chapter 11)

PS09/18: Financial Services Compensation Scheme reform Single customer view - verification

PS09/17: Close links - feedback on CP07/21

Handbook Development (Issue 116) [ PDF ]

Speech: Large systemically important banks: addressing the too-big-to-fail problem

Speech: Examining the causes of the financial crisis

Final notice: GMAC-RFC Limited [PDF]

Money made clear - Impartial Consumer Information from the Financial Services Authority Building Financial Capability in the UK Clear English Standard Winning Website Silver

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In focus 06 November

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Compliance Seminars: RDR, What does a good firm look like? September 2009 to March 2010

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Liquidity SYSC (Senior Management Arrangements, Systems and Controls) Briefings: November 2009.

 

 

 

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